The SEC has put forth several laws in order to better combat and prevent insider trading. With the right technology, organizations can do the same.
Entity relationship diagrams are customized flowcharts that illustrate the ways in which “entities” relate to each other within a set system.
A legal entity depends on the structures a corporation is created under. There are multiple ways to file an organization, depending on the type of business.
Compliance reporting is a methodology for organizations to demonstrate that they are following all legal obligations & ethical standards within the industry.
How do you know which business structure to use as you establish your company? Learn about how to differentiate the different structures for your business.
The IRS handles compliance for foreign financial institutions with FATCA through Form 8966, or the FATCA Report. FATCA forms ensure there is no tax evasion.
The type of legal business structures a organization choose may influence the responsibilities and strategy related to entity management.
A compliance audit is a close examination of whether a company is operating within its legal limits, involving a review of regulatory guidelines.
Entity search is a means to be able to search entities by name in order to understand several variables that will provide more insight around that business.
Simply put, electronic filing is a computer-based system for the storage, cataloguing and retrieval of documents whether paper or electronic files.
As part of the effort to combat tax evasion, the United States Treasury and the IRS introduced the Foreign Account Tax Compliance Act (FATCA).
Learn the five best practices to prevent illegal insider trading in order to ensure financial compliance and that your entities are protected from abuse.